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Lewis: Ab Specificity & Fc-Mediated Protection


It is well accepted that direct virus neutralization, in which the binding of the variable domains of antibodies to epitopes on the envelope glycoprotein prevent viral entry into target cells, is an important element of antibody-mediated protection against HIV-1. Less is known about the role of Fc-mediated effector functions, i.e. those functions that depend on the nature of the constant regions of antibodies, in the control of HIV-1. Epidemiological studies of HIV infected individuals have shown an inverse relationship between disease progression and antibody-dependent cell mediated cytotoxicity (ADCC), which is supported by a correlation between Fc-receptor genotype and reduced risk of progression. More recently, results from the Vax004 vaccine efficacy trial and the RV144 vaccine trial in Thailand provide further evidence that vaccine-elicited non-neutralizing antibodies might play a role in protection from infection.

Dr. George Lewis and colleagues at the University of Maryland are pursuing the hypothesis that anti-envelope antibodies directed against conserved domains, exposed upon virus entry/attachment, are capable of providing protective humoral immunity through Fc-dependent effector functions, even in the absence of a direct neutralizing function. In this scenario, diverse effector mechanisms need not be mutually exclusive, might be complimentary, and might apply differentially according to the mode of exposure.


Resolution of the role of Fc-mediated effector function, particularly antibody-dependent cellular cytotoxicity (ADCC), is being pursued through five objectives.  Objective 1 is to streamline and standardize an ADCC assay such that it can be used for high throughput use.  Objective 2 is to isolate and characterize new monoclonal antibodies (mAbs) based on specificity, neutralization, and Fc-mediated effector function.  Objective 3 determines epitope exposure during viral entry.  Objective 4 maps epitopes recognized by new mAbs using X-ray crystallography.   Objective 5- synthesizes information from the preceding objectives to design passive immunization studies against SHIV in animal model to resolve the relationships between neutralization and Fc-mediated effector function in protective immunity against HIV-1.


Their team has characterized a large panel of mAbs for neutralization breadth and potency as well as Fc-mediated effector functions, in particular ADCC.   The epitopes recognized by these antibodies have been characterized by mutagenesis and X-ray crystallography. Further, their exposure during viral entry or virus budding has been determined using single particle imaging.  Two significant observations have emerged.  First, a new broadly neutralizing antibody has been identified that recognizes an epitope that appears to be a transitional structure during viral entry.  Passive immunization with this mAb protects rhesus macaques against a rectal challenge with SHIV. Studies are underway to determine the mechanism of protection in vivo, with special emphasis on identification of the locus of protection and the potential involvement of Fc-receptors.   In addition, this work has led to several new vaccine candidates that stably express not only the epitope recognized by this new mAb but also epitopes recognized by other broadly neutralizing mAbs, including those that recognize the "super site of immune vulnerability" and the CD4 binding site.

​Second, two highly conserved ADCC hotspots recognized by non-neutralizing mAbs have been mapped in gp120 and gp41.  An epitope group in the gp120 hotspot has been implicated as a target for potentially protective antibodies in both HIV-1 infected people and in the RV144 vaccine trial.  This epitope group has been characterized by both mutagenesis and X-ray crystallography, providing the first picture of this site at atomic resolution.  This information is being used to design a new vaccine candidate as well as to determine the protective role of antibodies against this region using both active and passive immunization models in animals.  In addition, this information is being used to evaluate immunologic pressure against this epitope region in HIV-1 infected people.  Collectively, these two lines of investigation are leading to new vaccine candidates as well as potentially useful mAbs for passive immunization of at risk individuals and HIV-1 infected people.


Grant at a Glance

Principal Investigator

George K. Lewis, PhD

Grantee Institution

Institute of Human Virology, University of Maryland, Baltimore, USA

Project Title

Antibody Specificity, Fc-Mediated Effector Function, and HIV-1 Vaccines

Grant Award

$7.0 million over 3 years, awarded October 2011

Collaborating Institution

  • Advanced Biosciences Laboratory
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